SEC Form PF
SEC_FORM_PFfree10 data-quality rules for SEC Form PF, filed by SEC-registered private fund advisers via the PFRD/IARD system. Covers required adviser/fund identifiers (CRD, CIK, fund ID/LEI), fund-type validity, non-negative gross/net assets, AUM consistency, reporting period, and duplicate suppression. Use it to validate Form PF data before filing.
Checks included (10)
Required Adviser/Fund Identifiers Present
Each filing must carry the adviser CRD number, fund identification number, and the reporting period end.
Private Fund Identifier Present(fund_id)
The private fund identification number (915-prefixed) must be present.
Reporting Period End Present(reporting_period_end)
The reporting period end date must be present.
Adviser CRD Is Registered
The adviser CRD number must exist in the IARD adviser registry.
Reporting Currency Is Valid ISO 4217
The reporting currency must be a valid ISO 4217 code.
Gross Asset Value Is Non-Negative(gross_asset_value)
Reported gross asset value cannot be negative.
Borrowings Are Non-Negative(total_borrowings)
Reported borrowings/leverage amounts cannot be negative.
Fund Type Is Valid(fund_type)
Fund type must be a Form PF category (hedge_fund, liquidity_fund, private_equity_fund, real_estate_fund, securitized_asset_fund, other).
Net Assets Do Not Exceed Gross Assets
Net asset value should not exceed gross asset value for a fund.
One Filing per Fund per Period(fund_period_key)
A fund should appear once per reporting period in a filing.